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161	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION April 10, 2014 In the Matter of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-09 20:38:21 Securities Exchange Act OTC Bulletin Board U.S. Securities and Exchange Commission Securities and Exchange Commission Financial regulation Government Financial economics OTC Markets Group Securities regulation in the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
162	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]January 9, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period f Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-10 09:28:46 Financial economics 73rd United States Congress Financial regulation Investment OTC Bulletin Board Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Act United States securities law United States Securities and Exchange Commission Stock market
163	Microsoft Word[removed]docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-27 11:51:22 Financial system Economy of the United States U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization Securities Act OTC Bulletin Board Selling away United States securities law Financial regulation Financial Industry Regulatory Authority
164	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-22 11:12:31 Financial system Financial Industry Regulatory Authority OTC Bulletin Board Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Security Self-regulatory organization Selling away United States securities law Financial economics Financial regulation
165	Microsoft Word - rcoulson6601.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-06 14:36:06 Stock market Financial economics Business 73rd United States Congress United States Securities and Exchange Commission Securities market Securities Exchange Act Securities Act OTC Bulletin Board SEC filings United States securities law Finance
166	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]March 5, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-07 11:24:27 Trade Reporting And Compliance Engine Business Financial system U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization ACT Selling away OTC Bulletin Board United States securities law Financial regulation Financial Industry Regulatory Authority
167	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-07-02 15:26:50 Finance Financial Industry Regulatory Authority OTC Bulletin Board Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Self-regulatory organization Security ACT United States securities law Financial economics Financial system
168	Microsoft Word - alliedcapital010705a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-01-07 17:59:39 Private equity Venture capital Stock market United States securities law Business Development Company NASDAQ OTC Bulletin Board Stock exchange Public company Financial economics Investment Finance
169	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]November 22, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-25 09:04:51 Stock market Economy of the United States Financial Industry Regulatory Authority ACT Alternative display facility OTC Bulletin Board Securities Exchange Act U.S. Securities and Exchange Commission NASDAQ Financial economics United States securities law Investment
170	Notice of Multilateral Instrument[removed]Issuers Quoted in the U.S. Over-the-Counter Markets May 10, 2012 Introduction Multilateral Instrument[removed]Issuers Quoted in the U.S. Over-the-Counter Markets is an Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-07 19:48:04 United States Securities and Exchange Commission 73rd United States Congress United States securities law Finance New Deal Securities Act Over-the-counter OTC Bulletin Board Securities Exchange Act Stock market Financial economics Investment

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